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Showing 2411 to 2420 of 2441 search results for risk identification.

  1. Occasional Paper No. 53: Changes in the mortgage market post 4.5 limit on loan to income ratios

    Occasional papers Published: 17/02/2020 Last modified: 17/02/2020
    Lenders have been encouraged to restrict the number of mortgages they issue with high LTI ratios following concerns over excessive and unsustainable borrowing for consumers. How has this affected allocation of mortgages and their prices?
  2. The FCA and the Bank of England encourage market participants in further switch to SONIA in interest rate swap markets

    Statements Published: 28/09/2020 Last modified: 28/09/2020
    FCA and Bank of England support and encourage liquidity providers in the sterling swaps market to adopt new quoting conventions for inter-dealer trading based on SONIA instead of LIBOR from 27 October this year.
  3. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

    Policy statements Published: 30/09/2019 Last modified: 30/09/2019
    This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.
  4. Tribunal upholds the Financial Conduct Authority’s decision to censure Arch Financial Products and to fine and ban two of its partners

    Press Releases Published: 20/01/2015 Last modified: 24/11/2021
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to issue a public censure against Arch Financial Products LLP (Arch), and to prohibit Robin Farrell, its chief executive, and Robert Addison, a senior
  5. FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms

    Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets.
  6. The FCA and the Bank of England encourage market participants in a switch to RFRs in the LIBOR cross-currency swaps market from 21 September

    Statements Published: 21/07/2021 Last modified: 21/07/2021
    Following close engagement with authorities across LIBOR jurisdictions and with market participants, the FCA and Bank of England support and encourage liquidity providers in the LIBOR cross-currency swaps market to adopt new quoting conventions for
  7. £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme

    Press Releases Published: 27/01/2014 Last modified: 27/01/2014
    Advisers should only have recommended the funds to investors who fully understood - and were willing to accept - the risks. ... However, the regulator found the funds were unsuitably sold to some investors as low or medium risk products.
  8. LIBOR and the FCA's powers under the UK Benchmarks Regulation: questions and answers

    Firms Focus areas Markets Markets policy Published: 15/10/2021 Last modified: 09/01/2023
    In September 2021, we published information for firms to help manage an orderly wind-down of LIBOR. We explain this as well as information about our UK Benchmarks Regulation (BMR) powers.
  9. The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling non-linear derivatives market from 11 May

    Statements Published: 29/03/2021 Last modified: 29/03/2021
    Following close engagement with market participants, the FCA and Bank of England support and encourage liquidity providers in the sterling non-linear derivatives market to adopt new quoting conventions for inter-dealer trading based on SONIA instead
  10. FCA report outlines practices firms can consider to reduce consumer harm caused by failed technology changes

    News stories Published: 05/02/2021 Last modified: 05/02/2021
    A new FCA multi-firm review looks at how firms implement technology change, the challenges caused when changes fail, and steps firms can take to protect consumers from harm and disruption in the market.