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Showing 2421 to 2430 of 2441 search results for risk identification.

  1. Occasional Paper No. 42: Increasing credit card payments using choice architecture: The case of anchors and prompts

    Occasional papers Published: 26/07/2018 Last modified: 20/10/2020
    In this paper we investigate ways to encourage consumers to repay more of their credit card debt.

  2. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

    Press Releases Published: 09/05/2019 Last modified: 09/05/2019
    The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward

  3. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

    Press Releases Published: 28/09/2023 Last modified: 28/09/2023
    The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

  4. FCA proposes new rules to help consumers with pre-existing medical conditions access suitable travel insurance

    Press Releases Published: 15/07/2019 Last modified: 23/07/2019
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals designed to help consumers with pre-existing medical conditions (PEMCs) have better access to travel insurance products.

  5. PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations

    Policy statements Published: 21/12/2020 Last modified: 21/12/2020
    We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position.

  6. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

    Press Releases Published: 13/12/2013 Last modified: 08/11/2016
    Principle 3 requires firms to manage their business, and risks, responsibly and effectively.

  7. FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies

    Press Releases Published: 15/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237.

  8. FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function

    Press Releases Published: 22/09/2015 Last modified: 14/11/2016
    corporate funds by failing to take sufficient steps to inform himself about the transaction or to understand the risks that were involved. ... Further, as Keydata’s finance director, Mr McNeil should have understood the risks of the transactions he was

  9. CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts

    Consultation papers Published: 26/09/2014 Last modified: 29/05/2018
    Although sponsor conflict management was not the subject of our consultation in responding to CP14/02 respondents did comment on the current approach to the identification and management of conflicts of

  10. FCA research: A quarter of consumers would withdraw pension savings earlier to cover cost of living – making them vulnerable to scammer ‘misdirection’

    Press Releases Published: 06/10/2022 Last modified: 06/10/2022
    The FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid pension scams
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