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Showing 311 to 320 of 2441 search results for risk identification.

  1. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  2. MOVEit vulnerability

    Statements Published: 19/06/2023 Last modified: 19/06/2023
    We are aware of a vulnerability to the secure file transfer application MOVEit that has been impacting organisations and exposing personal data. 

  3. Worldwide Risk Consultants (clone of FCA authorised firm)

    Warnings Published: 27/04/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. Financial crime resources

    Published: 08/02/2024 Last modified: 03/07/2024
    Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

  5. Pensions TechSprint

    Tasks for regulated firms Focus areas Published: 19/11/2018 Last modified: 10/02/2023
    The event explored how technology can increase consumers' engagement with their pensions and assist them in making decisions on their retirement options.

  6. [pdf]

    Published: 17/01/2024
    The rules for high-risk investments video transcript

  7. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

  8. The growth of the UK credit card market

    Speeches Published: 03/04/2014 Last modified: 03/04/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Credit Today's Credit Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

  10. Committee waivers

    Tasks for regulated firms Published: 10/05/2015 Last modified: 08/12/2022
    Some firms can apply to us to waive one or more of their committee requirements. Find out if this applies to your firm and, if so, what to include in your application.
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