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Showing 321 to 330 of 2441 search results for risk identification.

  1. FG23/6: General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]

    Finalised guidance Published: 05/12/2023
    FG23/6: General guidance on the application of ex-post risk adjustment to variable remuneration

  2. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  3. [zip]

    Published: 05/01/2024
    The rules for high-risk investments video

  4. Our work on motor finance

    News stories Published: 31/07/2017 Last modified: 15/03/2018
    We are looking at the motor finance market to ensure that it works well and to assess whether consumers are at risk of harm.

  5. Fair treatment of customers

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.

  6. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  7. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  8. Cracking down on misleading credit brokers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign.

  9. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  10. Market Watch 66

    Newsletters Published: 11/01/2021 Last modified: 22/01/2021
    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.
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