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Showing 331 to 340 of 2441 search results for risk identification.

331. Rimas Risk Management Service (clone of FCA authorised firm)

     Warnings Published: 26/06/2014 Last modified: 11/02/2019
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

332. Notifications under Payment Services Regulations 2017

     Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
     Read about the reporting and notification requirements under the PSRs, including major incident reporting.

333. FCA Final Notice 2014: EPLS Risk Solutions Limited (formerly Glen Insurance Consultants Limited) [pdf]

     Final notices Published: 23/09/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance intermediary sector. We imposed a cancellation.

334. AI: Moving from fear to trust

     Speeches Published: 09/11/2022 Last modified: 20/03/2024
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

335. Cryptocurrency derivatives

     Statements Published: 06/04/2018 Last modified: 06/04/2018
     FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.

336. Digital Sandbox

     Tasks for firms Focus areas Published: 29/04/2020 Last modified: 07/06/2024
     The Digital Sandbox supports innovators and data providers at various stages of product development.

337. Personal accountability

     Speeches Published: 02/12/2015 Last modified: 19/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

338. Methodology note on calculating capital pressures

     Statements Published: 27/03/2013 Last modified: 29/03/2013
     In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs

339. Consumer investments data review April 2020 - March 2021

     Data Published: 15/09/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

340. Statement on Covid-19 (coronavirus)

     Statements Published: 04/03/2020 Last modified: 06/03/2020
     The FCA is working closely with the financial services sector to ensure it is responding effectively to the Covid-19 (coronavirus) outbreak.