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Showing 361 to 370 of 2441 search results for risk identification.

  1. Insurance Conduct of Business Sourcebook (ICOBS)

    Tasks for regulated firms Published: 09/02/2016 Last modified: 16/02/2023
    Read more about ICOBS, our Handbook rules regulating general and protection insurance products sales.

  2. DP 21/1: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions [pdf]

    Discussion papers Published: 29/04/2021
    This discussion paper seeks views on 3 areas where changes could be made to address harm to consumers from investing in inappropriate high-risk investments.

  3. FCA Board

    Who we are About us Published: 02/04/2016 Last modified: 06/06/2024
    The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members.

  4. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

  5. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  6. Transcript: InvestSmart campaign video – Risk [pdf]

    Transcripts Published: 04/11/2021
    Video transcript for the the FCA's InvestSmart campaign, focusing on risk.

  7. Emerging Technology Research Hub

    Tasks for firms Innovation Hub Published: 31/03/2023 Last modified: 06/02/2024
    The FCA's Emerging Technology Research Hub monitors technology trends and provides insight into how emerging technology affects financial services, markets and consumers.

  8. CP22/2: Strengthening our financial promotion rules for high risk investments, including cryptoassets [pdf]

    Consultation papers Published: 19/01/2022
    We are publishing this CP now to ensure our financial promotion regime is robust and remains fit for purpose.

  9. PS15/16: Strengthening the alignment of risk and reward: new remuneration rules [pdf]

    Policy statements Published: 23/06/2015 Last modified: 23/06/2015
    The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by

  10. Pensions transfer advice checker

    Last modified: 20/03/2023
    how much risk you were happy to take with your investments .
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