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Showing 401 to 410 of 2441 search results for risk identification.

  1. Skilled person reviews

    About us How we regulate Published: 20/04/2016 Last modified: 27/05/2022
    Find out about skilled person reviews.

  2. Prudential Risk Outlook [pdf]

    Business plans Published: 14/04/2011 Last modified: 28/03/2013

  3. Our work on Defined Benefit Pension Transfers

    News stories Published: 03/10/2017 Last modified: 03/10/2017
    We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

  4. Financial promotions quarterly data 2022 Q4

    Data Published: 03/02/2023 Last modified: 05/05/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

  5. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

  6. TR14/4 – Risks to customers from financial incentives – an update [pdf]

    Thematic reviews Published: 04/03/2014 Last modified: 04/03/2014
    This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.

  7. FSA - FG12/3 [pdf]

    Finalised guidance Published: 31/01/2012 Last modified: 20/10/2014
    This guidance is aimed at providing additional context to the review process the FSA undertakes when considering counterparty credit risk management by CCPs.

  8. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  9. LIBOR Dear CEO letters

    Markets Published: 05/07/2021 Last modified: 09/01/2023
    Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

  10. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.
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