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Showing 411 to 420 of 2441 search results for risk identification.

  1. TR18/3: Money Laundering and Terrorist Financing Risks in the E-Money Sector [pdf]

    Thematic reviews Published: 03/10/2018

  2. Primary Market Technical Note 321.2: Working capital statements and risk factors [pdf]

    Primary market Published: 27/05/2022
    Primary Market Technical Note 321.2: Working capital statements and risk factors

  3. Subscribe to updates on our campaign to prevent investment harm

    Last modified: 06/02/2024
    Much of the consumer investments market meets consumers’ needs. However, we are worried some investors are being tempted - often through online adverts or high-pressure sales tactics - into buying higher-risk ... Subscribe for the latest updates and

  4. CP21/30: Debt packagers: proposals for new rules [pdf]

    Consultation papers Published: 17/11/2021
    Our proposals aim to reduce the risk that consumers get non-compliant debt advice that is biased towards debt solutions which may not meet the needs of consumers but that generate referral fees for the debt advice firm

  5. GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan [pdf]

    Guidance consultations Published: 02/05/2013 Last modified: 30/05/2013
    The guidance is based on the findings from the firm review, as well as other industry practice information we have received; it sets out what we expect firms to do to ensure the fair treatment of customers who are unable to repay the capital sum at

  6. Analysing the impact of EMIR variation margin requirements

    Research insights Published: 30/06/2017 Last modified: 30/06/2017
    This page summarises our research into derivatives trading data to assess the impact on firms.

  7. FCA statement on EU withdrawal

    Statements Published: 20/12/2017 Last modified: 20/12/2017
    and mitigate risks associated with a sudden loss of permission.

  8. The future of LIBOR

    Speeches Published: 27/07/2017 Last modified: 27/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.

  9. PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini‑bonds) to retail investors [pdf]

    Policy statements Published: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.

  10. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.
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