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Showing 431 to 440 of 2441 search results for risk identification.

  1. TR14/7 - Clarity of fund charges [pdf]

    Thematic reviews Published: 13/05/2014 Last modified: 12/09/2014
    The paper looks at the clarity of fund charges. It is important for investors to be able to understand and compare charges because, with performance and the levels of risk, they contribute to fund returns.

  2. Mortgage Prisoner Review

    News stories Published: 29/11/2021 Last modified: 29/11/2021
    Our Mortgage Prisoner Review has been laid before parliament, providing data for borrowers to consider whether there are practical and proportionate solutions that can help them.

  3. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms [pdf]

    Finalised guidance Published: 27/03/2018
    This FCA final guidance sets out how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  4. Future Horizons Conference

    Last modified: 20/10/2017
    Our Future Horizons Conference was held in April 2017 and brought together leading thinkers to look at the big challenges facing financial services over the next 15 years.

  5. TR19/4: Understanding the money laundering risks in the capital markets [pdf]

    Thematic reviews Published: 10/06/2019

  6. PS18/4: Credit card market study: Persistent debt and earlier intervention – feedback to CP17/43 and final rules [pdf]

    Policy statements Published: 27/02/2018
    This policy statement sets out our final rules and guidance to help customers in persistent credit card debt and to require firms to intervene earlier to identify customers at risk of financial difficulties.

  7. FSA - FS10/1 [pdf]

    Feedback statements Published: 23/03/2010 Last modified: 30/05/2013
    Feedback FSA - FS10/1 - This Feedback Statement reports on the main issues arising from Discussion Paper 09/3 (Mortage Market Review).

  8. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

  9. FSA Application Refusal 2010: Martingale Risk Limited [pdf]

    Final notices Published: 09/03/2010 Last modified: 14/06/2014
    FSA Application Refusal 2010: Martingale Risk Limited

  10. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]

    Consultation papers Published: 31/01/2017
    We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.
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