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FSA - GC10/8 [pdf]
A chronological review of the qualitative review to date, setting out the widespread failure of most firms who have been reviewed, to demonstrate full compliance despite previously attesting to compliance. -
FSA - GC11/16 [pdf]
The financial crisis has led to a re-evaluation of supervisory approaches and standards, not only in the UK, but also by other major market regulators and international regulatory bodies. -
FSA - GC10/7 [pdf]
The survey concentrated on six areas. In general, oversight strengths and weaknesses at the firms were mixed across the topics; but there were no firms which showed weak practices across all the areas. -
FSA - FG11/6 [pdf]
We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate reserving, and its potential effect on pricing, in the sector, and creating potential pressures within -
FSA - GC11/7 [pdf]
We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance -
FSA - FG11/4 [pdf]
This letter summarises the key points we discussed during a series of seminars on governance, hosted by our Retail Firms Division (RFD) during October/November 2010. Please share this letter with your Board and consider the issues raised in it. -
FSA - PS10/5 [pdf]
Policy FSA - PS10/5 - This Policy Statement PS10/5 introduces guidance (consulted on in Consultation Paper 09/17) on how building societies might choose to comply with high level rules (principally in SYSC, GENPRU and BIPRU) in the areas of treasury -
FSA - CP10/17 [pdf]
Consultation FSA - CP10/17 - The FSA's Consultation paper CP10/17 is entitled 'Strengthening Capital Standards 3 - feedback to CP09/29, final rules for CRD2, and further consultation'. Comments on Chapters 11-13 should reach us by 23 October 2010 -
FSA - CP11/18 [pdf]
Consultation FSA - CP11/18 - The FSA's Consultation Paper CP11/18 is entitled 'Quarterly consultation No.30'. It was published in September 2011. Comments on Chapter 9 of this CP should reach us by 6 October 2011 and comments on Chapter 2 of this CP -
FSA - FG11/15 [pdf]
This document sets out our findings during our prudential review of firms’ mortgage forbearance and impairment provisions processes and sets out the actions we want firms to take. We have included good and poor practice guidance to help your firm