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FSA - GC10/6 [pdf]
This guidance is likely to be of most relevance to all ILAS BIPRU firms, although smaller firms will need to consider the content of this letter proportionately and in the context of their own business model. -
Whistleblowing: Speaking to the FCA
If you think a firm or individual is involved in wrongdoing within an area we regulate, and you want to report it confidentially, contact the FCA's Whistleblowing team. -
Getting regulation right
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016. -
Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Call for Input: Consumer investments
This call for input looks across the whole market and considers whether there are systemic issues that need to be fixed. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Speech: Beyond economics?
algorithms for data driven variable selection to pick risk predictors that are tractable and optimally trade off the inand out of sample predictive power. ... David Tuckett argues that neoclassical economics typically addresses situations as cases of -
Changes to the Financial Promotions Order
The FCA has carried out changes to Financial Promotion Order exemptions for high net worth individuals. -
Motor Finance – update
We have published an update on our review of the motor finance sector (PDF), setting out our findings so far and the areas of concern that we will focus on for the remainder of our review, which will be completed in 2018. -
[pdf]
New rules for high-risk investments transcript