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Showing 501 to 510 of 2441 search results for risk identification.

  1. Enhancing market integrity

    About us What we do Published: 19/04/2016 Last modified: 13/12/2023
    The FCA aims to support a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.

  2. Our gender and ethnicity pay gaps 2019

    Data Published: 19/11/2018 Last modified: 10/06/2022
    We report on our gender and ethnicity pay gaps.

  3. Consultation UKLA Technical Note 621.3 - Risk factors [pdf]

    UK Listing Authority Published: 06/08/2014 Last modified: 30/03/2015

  4. UKLA Technical Note - Working capital statements and risks factors [pdf]

    UK Listing Authority Published: 16/07/2013 Last modified: 30/07/2013

  5. Building cyber resilience

    Speeches Published: 26/01/2018 Last modified: 26/01/2018
    Speech by Robin Jones, Head of Technology, Resilience & Cyber at the FCA, delivered to the PIMFA Financial Crime Conference, London.

  6. Using the Financial Services Register

    Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
    Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

  7. Rent-to-own – update

    News stories Published: 30/01/2018 Last modified: 02/12/2020
    The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. 

  8. FSA data items FAQs

    Published: 09/05/2016 Last modified: 19/05/2023
    On this page we provide guidance and information for firms on how to complete FSA reports.

  9. ICE Futures feed reliance

    Last modified: 15/03/2024
    These client-side transactions must be reported with the MIC of the regulated market (IFLL or IFLO as appropriate) in the venue of identification field.

  10. Advice Guidance Boundary Review

    News stories Published: 03/08/2023 Last modified: 03/08/2023
    The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.
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