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Showing 51 to 60 of 2441 search results for risk identification.
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Digital regulatory reporting
Digital Regulatory Reporting (DRR) is a joint initiative to make regulatory reporting more efficient and effective. -
Leadership and conduct
Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version. -
Knowing your customer and assessing their needs
If you provide financial advice to retail clients, it's important to assess each customer's needs before making recommendations. We explain what you should consider. -
Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
Money transfer scams
Find out how money transfer scams work and what you can do to avoid getting involved. -
The importance of purposeful anti-money laundering controls
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021. -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
FCA response to the Davis Review
The strategy and the manner in which it was pursued was, however, high risk, poorly supervised and inadequately controlled. ... We have introduced substantial improvement in the procedures relating to the identification, control and release of price -
Leading the Way on Regulation
Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019. -
Data security
You are responsible for securing your customer data and protecting it from fraudsters. Read more about the measures you should consider.