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FSA - Handbook Notice 98 [pdf]
On 25 March 2010, the FSA Board made changes to the Handbook which make minor administrative corrections to the Handbook, none of which represents any change in FSA policy -
Green FinTech Challenge
Ten firms have been accepted into the Green FinTech Challenge to continue developing innovative products and services that will aid the transition to a net-zero economy. -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
Conclusions from the Cryptoassets Taskforce
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Regulation of Cryptocurrencies event, London. -
Market Watch 73
In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets. -
Meeting the growth challenge
Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Forex trading scams
Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed. -
Changes to overdraft charges
From April 2020, new overdraft rules begin meaning many banking customers will be better off. See whether you are likely to be charged more or less by your bank or building society. -
FSA - GC11/30 [pdf]
The purpose of the guidance is to set out to firms our expectations of NEDs in delivering the appropriate management of retail conduct risk within firms. By retail conduct risk, we mean the risk of a firm treating its retail customers unfairly and -
Financial Crime Conference 2016
This conference was held in London for MLROs, senior management and compliance practitioners from regulated firms, and other interested parties.