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Showing 521 to 530 of 2441 search results for risk identification.

  1. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.

  2. Fund tokenisation

    Published: 24/11/2023 Last modified: 26/03/2024
    We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.

  3. Trading names

    Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
    Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.

  4. Listings of cannabis-related businesses

    Statements Published: 18/09/2020 Last modified: 18/09/2020
    In response to queries from cannabis-related companies interested in listing in the UK, the FCA is today setting out its approach to assessing these applications. This is pending a guidance consultation which will follow in due course.

  5. Over 55s at heightened risk of fraud, says FCA

    Press Releases Published: 25/05/2016 Last modified: 25/05/2016
    Over 55s at heightened risk of fraud, says FCA. Press Releases First published:. ... FCA urges caution as study reveals increasing risk of retirees being scammed via investment fraud.

  6. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    These include the Capital Requirements Directive IV and the Recovery and Resolution Directive, as well as liquidity and operational risk practices. ... Slides from theand crisis managementpresentations. Key discussion points from the operational risk

  7. Review into change and innovation in the unsecured credit market (the Woolard Review)

    About us Published: 23/10/2020 Last modified: 16/05/2022
    Information about our review of unsecured credit market regulation, chaired by Christopher Woolard CBE

  8. Investment Funds, Markets Liquidity and the Investor

    Speeches Published: 24/03/2016 Last modified: 23/06/2016
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Report wrongdoing or misconduct in financial services

    Last modified: 27/02/2023
    If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

  10. Power brokers: how to transform into the lynchpins of the ecosystem

    Speeches Published: 16/05/2024 Last modified: 16/05/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.
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