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Showing 571 to 580 of 2441 search results for risk identification.
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Repeal and replacement of assimilated law
Documents on the repeal and replacement of provisions in the retained EU law. -
Competition in the interests of consumers
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA holds key conference on financial crime
Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance. -
Transparency
The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament. -
Consumer Duty firm survey – Spring 2023
The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are -
Regulation in a changing world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation. -
Submit a change in control notification
Find out how to prepare your notification and understand what happens after you submit it. -
Open regulators and open markets
Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union. -
Pension scheme operators are at risk from smarter scams
The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings. -
The changing face of financial crime
Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.