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FCA reminds consumers of the risks of investing in cryptoassets
We have seen some recent social media posts regarding cryptoassets and non-fungible tokens (NFTs). We cannot comment on individual products. However, as we have said previously, the FCA has not been given regulatory oversight over the direct -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Consumer Credit Seminar
Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA. -
Consumer protection in the listing regime
Those investors will buy those stocks in any event, and so pages of risk factors detailing the risks of investing in certain industries or geographies, or under certain governance models, may ... one investment model, or on one risk appetite, was -
Cryptoassets: AML / CTF regime
We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime. -
FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) [pdf]
FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) - Further issues in Retail IRB -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
FSA Application Refusal 2010: GRO Risk Solutions LTD - Individual final notice [pdf]
FSA Application Refusal 2010: GRO Risk Solutions LTD - Individual final notice -
IRHP: examples of redress
IRHP: examples of redress. -
New priorities for banking reform
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version.