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Showing 631 to 640 of 2441 search results for risk identification.
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Competition and insurance
Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version. -
Nothing to fear from high standards
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
UKLA Technical Note 621.3 - Risk factors [pdf]
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Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing. -
Promoting competitiveness is a juggling act
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024. -
Research Note: Do consumers understand the risks associated with different ways of saving?
We use the FCA’s Financial Lives survey to explore the extent to which consumers understand the risks and potential returns associated with different ways of saving. -
FCA statement on share trading obligations
The FCA's response to ESMA’s statement on share trading obligations under MiFID II. -
Market Watch 60 [pdf]
In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also -
Change or cancel an approval for a controlled function
Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF).