Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 691 to 700 of 2441 search results for risk identification.

  1. Primary Market Bulletin 46

    Newsletters Published: 19/12/2023 Last modified: 19/12/2023
    This edition covers Article 10 UK MAR and ESG stewardship  and TCFD-aligned disclosures: sponsor procedures.

  2. Next steps in transition from LIBOR

    Speeches Published: 21/11/2019 Last modified: 21/11/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the Risk.net LIBOR Summit, 2019.

  3. Quaroni Group (clone) (clone of FCA authorised firm)

    Warnings Published: 23/03/2018 Last modified: 23/03/2018
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  4. LIBOR contractual triggers

    Firms Focus areas Markets Markets policy Published: 11/03/2020 Last modified: 15/02/2023
    How the FCA would announce LIBOR contractual triggers.

  5. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.

  6. IT Controls Form [xlsm]

    Forms Published: 01/04/2013 Last modified: 01/04/2013
    This form should be completed by technical and security professionals.

  7. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.

  8. Avoid coronavirus scams

    News stories Published: 26/03/2020 Last modified: 22/12/2020
    Find out about potential coronavirus (Covid-19) scams, how they could affect you, and how to protect yourself.

  9. Data analytics and artificial intelligence (AI)

    Fintech or innovative business Published: 27/10/2020 Last modified: 11/10/2022
    The use of data analytics and artificial intelligence (AI) is increasing in UK financial markets. We want to make sure that consumers and markets benefit from the innovation that these technological changes bring.

  10. FSA - FG13/1: Summary of feedback received [pdf]

    Finalised guidance Published: 16/01/2013 Last modified: 20/10/2014
    We received 58 responses to the Guidance Consultation Paper (GCP) from a range of respondents. The responses were generally very supportive of the guidance, and agreed that it would help firms to meet our requirements. We are therefore not making
Related topics