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Showing 741 to 750 of 2441 search results for risk identification.

  1. International policy and commodities markets regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Find out how international policy influences regulation of commodities markets and the affect of likely changes.

  2. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.

  3. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.

  4. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26

  5. MIFIDPRU Remuneration Code (SYSC 19G)

    Tasks for firms Published: 13/01/2022 Last modified: 09/01/2024
    The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms.

  6. Application under MIFIDPRU 4.12.66R [docx]

    Forms Published: 19/11/2021
    Application under MIFIDPRU 4.12.66R for permission to use sensitivity models to calculate interest rate risk on derivative instruments in accordance with article 331(1) of the UK CRR

  7. Early and High Growth Oversight

    Firms Published: 25/04/2022 Last modified: 26/05/2023
    Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.

  8. Overseas property and crop schemes

    Scams Published: 04/04/2016 Last modified: 05/05/2016
    Find out why to be wary before investing in tree and crop plots abroad, and how to spot whether it is a scam.

  9. REP018 Operational and security risk reporting form [xlsx]

    Forms Published: 06/07/2018 Last modified: 11/09/2019

  10. FSA report: Banks’ management of high money-laundering risk situations [pdf]

    Corporate documents Published: 15/06/2011 Last modified: 12/09/2014
    How banks deal with high-risk customers (including politically exposed persons), correspondent banking relationships and wire transfers
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