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Showing 781 to 790 of 2441 search results for risk identification.
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TPR and FCA: Our strategy for pensions
The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) are working together on a pensions regulatory strategy, which will set out how we will work together to tackle the key risks facing the pensions sector in the next 5-10 years. -
Portfolio Letter: Our Alternatives Supervision Strategy 2022 [pdf]
The FCA outlines its view of the main risks of harm that alternative investment firms, and the markets in which they operate, pose to their customers - which in turn shape the FCA’s supervisory priorities. -
Supporting consumers in challenging times
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference -
Consumer credit - Product development and marketing
We cover the products and services you sell and the need to minimise the risk of customer harm. -
Multilateral trading facilities and organised trading facilities
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Registered account information service provider (RAISP) applicants
Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA. -
Environmental sustainability
Find out how the FCA is working to become a more sustainable organisation. -
Personal data and market oversight
How and why the FCA uses personal data to carry out its market oversight functions. -
Richard Lloyd – APM opening remarks 2022
Opening remarks by Richard Lloyd, interim Chair of the FCA, delivered at the FCA's 2022 Annual Public Meeting. -
European warning on virtual currencies
The European Banking Authority (EBA) has warned that some of the biggest risks facing consumers include:. ... The EBA has advised that you should only buy virtual currencies if you are aware of the risks.