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RMA-C Client money and assets: FAQs
RMA-C Client money and assets. -
FCA publishes rules for the sale of the Lifetime ISA
The Financial Conduct Authority (FCA) has today outlined its proposed approach to regulating the promotion and distribution of the Lifetime ISA (LISA). -
Turning technology against criminals
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the Anti-Money Laundering TechSprint, London -
Tackling serious failings in firms
The FCA has published a statement on how we will address serious failings of standards in firms. -
Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Consumer warning about the risks of investing in cryptocurrency CFDs
Contracts for differences (CFDs), including financial spread bets, with cryptocurrencies as the underlying investment are increasingly being marketed to consumers. These products are extremely high-risk, speculative products. This warning is to -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
The commercial importance of culture to industry
This allows directors to sleep soundly at night knowing they had a stated risk appetite. ... Clearly a statement of conduct risk appetite on this model does not work. -
Principal trading firms
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Aiming for calm seas in our market reforms
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference.