Search results
Showing 821 to 830 of 2441 search results for risk identification.
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Mark Bael Risk Management and Legal Services (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
FCA makes three senior hires
The FCA has appointed two new Directors of Authorisations as it successfully fills 95 new authorisation roles. A new Finance Director will also join the regulator this spring. -
Ageing population and financial services
Speech by Linda Woodall, Director of Life Insurance and Financial Advice, delivered at the Ageing Population Occasional Paper launch event. -
The future of financial services with data and AI
This session is part of Data Week, an annual event held within the FCA to build the data capabilities of our people as we become a data-led regulator. -
The future of financial services regulation in the UK
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London. -
Fair and effective markets review
And where firms had failed, despite the lessons of LIBOR, to identify and manage the risks they faced. ... It will work with authorities to help spot trends and risks to the market. -
Preparing your firm's wind-down plan
Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm. -
Financial counterparties: EMIR timely confirmation and bilateral risk mitigation
See common challenges and successes for financial counterparties in complying with the timely confirmation and bilateral risk mitigation requirements. -
Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. -
Shaping the future in asset management
Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.