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Update on our public statement on the London Metal Exchange
The Financial Conduct Authority's update to its April 2022 statement on the London Metal Exchange -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Portfolio Letter: Lloyd’s and London Market Insurance Intermediaries (& Managing General Agents) [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
Notice to all FCA regulated firms with exposure to cryptoassets
We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services. -
Consumer Duty: Not once and done
Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps -
General insurance brokers: acting for commercial customers
Understand what we expect of general insurance brokers who arrange premium finance plans. -
Call for Input: Open finance [pdf]
We are publishing a Call for Input to explore the opportunities and risks arising from open finance. We want to understand what is needed to ensure open finance develops in the best interests of consumers, and what role we should play. -
London Court Limited – update for investors
We previously placed restrictions on London Court Limited to stop it from conducting regulated activities for either new clients or new investments. -
Portfolio letter: Credit Reference Agencies and Credit Information Service Providers [pdf]
The letter outlines our view of the risks of harm Credit Reference Agencies and Credit Information Service Providers. -
EU withdrawal: transition and financial regulation
Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.