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Showing 871 to 880 of 2441 search results for risk identification.

  1. FCA sets out priorities for 2020/21

    Press Releases Published: 07/04/2020 Last modified: 22/05/2023
    The Financial Conduct Authority (FCA) has today set out its business priorities for the year ahead – with specific focus on the challenges presented by the Coronavirus (Covid-19) pandemic.

  2. How the credit card market is working

    Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
    Read our research on how the credit card market is working for consumers and how the providers make their money.

  3. Is it a Wonderful Life?

    Speeches Published: 13/03/2019 Last modified: 16/08/2021
    Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London

  4. FSA report: Anti-bribery and corruption in commercial insurance broking [pdf]

    Corporate documents Published: 30/04/2010 Last modified: 12/09/2014
    Reducing the risk of illicit payments or inducements to third parties

  5. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    The increases will be borne mainly by larger and more complex groups which pose the most risk and are costliest to regulate.’. ... The FCA has today also published the organisation’s risk outlook for the year.

  6. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
    EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.

  7. Gyms and golf clubs

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  8. Management information

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    Management information (MI) is important in analysing trends, helping you forecast the future and solve problems. Learn more about how you should use it.

  9. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

  10. Procuring goods and services

    About us How we operate Published: 05/04/2016 Last modified: 17/01/2024
    Find out how to become a supplier to the FCA, including our policies and procedures for buying goods and services.
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