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Showing 891 to 900 of 2441 search results for risk identification.

  1. Firm handling of complaints during coronavirus

    Firms Published: 01/05/2020 Last modified: 12/05/2021
    Find out about how firms should handle complaints during coronavirus.

  2. Recognised industry codes

    About us How we regulate Published: 19/07/2018 Last modified: 10/02/2023
    The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities.

  3. Innovation: The regulatory opportunity

    Speeches Published: 28/10/2014 Last modified: 21/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Statement on Liability Driven Investment (LDI)

    Statements Published: 30/11/2022 Last modified: 30/11/2022
    The FCA welcomes the statements made today by The Pensions Regulator, the Central Bank of Ireland and the Commission de Surveillance du Secteur Financier (CSSF- Luxembourg) on the resilience of Liability Driven Investment (LDI) portfolios and the

  5. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    For example, capital requirements that create barriers to entry may be essential for risk management or consumer protection.

  6. FSA - Guide to Client Money for General Insurance Intermediaries [pdf]

    Archive Published: 27/03/2007 Last modified: 05/08/2016

  7. Climate Financial Risk Forum Guide 2021 - Innovation [pdf]

    Corporate documents Published: 21/10/2021
    This chapter provides commentary on actionable innovation opportunities identified by members of the Innovation Working Group of the Climate Financial Risk Forum.

  8. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

  9. Climate Financial Risk Forum: Terms of Reference [pdf]

    Corporate documents Published: 03/12/2021
    Terms of reference for Climate Financial Risk Forum membership.

  10. FG15/10 - Risks to customers from performance management at firms

    Finalised guidance Published: 27/07/2015 Last modified: 19/07/2016
    In March 2015 we consulted on proposed guidance to help firms mitigate the risks that are posed to consumers by inappropriate performance management practices in firms.
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