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Showing 941 to 950 of 2441 search results for risk identification.

  1. FCA and PSR climate and environmental targets and metrics

    Data Published: 22/07/2022 Last modified: 01/11/2023
    The FCA targets and metrics keep us accountable for our progress towards becoming a more sustainable organisation.

  2. Preparing your firm's financial information

    Firms Firm authorisation Published: 25/05/2023 Last modified: 02/05/2024
    Find out what financial information to include before you submit an application to be authorised by us.

  3. Moving towards a sustainable model of regulation

    Speeches Published: 03/11/2015 Last modified: 03/11/2015
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

  5. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

  6. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  7. FCA censures London Capital & Finance plc

    Press Releases Published: 11/10/2023 Last modified: 11/10/2023
    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

  8. Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others [pdf]

    Correspondence Published: 23/11/2020 Last modified: 23/11/2020
    FCA lettr setting out our view of the key potential risks of harm to your customers or the markets you operate in.

  9. FCA launches call for input on crowdfunding rules

    Press Releases Published: 08/07/2016 Last modified: 08/07/2016
    whether platforms should be required to assess investor knowledge or experience of the risks involved in this type of investment. ... whether to mandate the disclosure of risk warnings in relation to non-readily realisable securities (such as unlisted

  10. Strong customer authentication and coronavirus

    Statements Published: 30/04/2020 Last modified: 01/05/2020
    In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce.
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