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Showing 961 to 970 of 2441 search results for risk identification.

  1. Information for ARM investors

    News stories Published: 04/10/2013 Last modified: 04/10/2013
    There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

  2. Annual Report 2013/14

    Corporate documents Published: 10/07/2014 Last modified: 16/02/2016
    Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation.

  3. TR: Staff remuneration and incentives

    Thematic reviews Published: 12/08/2015 Last modified: 04/07/2017
    This review looked at how consumer credit firms pay and incentivise their staff and manage the risks arising from these reward arrangements.

  4. Portfolio letter: FCA strategy for Credit Unions [pdf]

    Correspondence Published: 08/03/2022
    This letter provides an updated view of the key risks of harm we believe are present for this sector, outlines our expectations of firms and provides an overview of our strategy and programme of work to ensure that firms are meeting our expectations,

  5. Independent review into the supervisory intervention on Interest Rate Hedging Products

    Last modified: 23/02/2023
    An independent review into the FSA’s – and subsequently the FCA’s – supervisory intervention on the Interest Rate Hedging Products Redress Scheme. We set out our response to the review.

  6. The FCA fines Tullett Prebon £15.4 million

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

  7. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

  8. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  9. Our Business Plan 2017/18

    Corporate documents Published: 18/04/2017 Last modified: 05/05/2017
    The annual Business Plan gives details of the specific areas of work the FCA is prioritising for the next year.

  10. GC15/1 Risks to customers from performance management at firms

    Guidance consultations Published: 16/03/2015 Last modified: 16/03/2015
    GC15/1 Risks to customers from performance management at firms. Guidance consultations First published:. ... Our focus is on the risks that are posed to consumers by inappropriate practices.
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