Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 971 to 980 of 2441 search results for risk identification.

  1. Firms reminded about potential financial crime risks linked to Afghanistan

    Statements Published: 31/08/2021 Last modified: 31/08/2021
    We are reminding firms to be aware of the potential financial crime risks linked to Afghanistan

  2. Skilled person reviews

    About us How we regulate Published: 19/04/2016 Last modified: 07/03/2024
    Find out about skilled person reviews, the Skilled Person Panel, and the number of reviews the FCA commissions.

  3. Our Business Plan 2016/17

    Corporate documents Published: 05/04/2016 Last modified: 13/06/2016
    This year’s Business Plan explains how we are developing our sustainable approach to regulation and managing priority risks. ... It also incorporates our Risk Outlook, which highlights the context within which we operate and the risks we see in the

  4. FCA statement on the Joint Declaration on climate change

    Statements Published: 02/07/2019 Last modified: 08/07/2019
    Today we have published a Joint Declaration with the Prudential Regulation Authority (PRA), The Pensions Regulator (TPR) and Financial Reporting Council (FRC), welcoming the publication of the Government’s Green Finance Strategy and setting out

  5. Young investors driven by competition and hype

    InvestSmart Press Releases Published: 20/10/2021 Last modified: 20/10/2021
    The FCA launches its new InvestSmart Campaign aimed at helping consumers to make better informed investment decisions.

  6. Asset Management Portfolio Letter [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them.

  7. The future of open banking and the Joint Regulatory Oversight Committee

    Firms Published: 21/06/2022 Last modified: 13/05/2024
    On 5 June 2023, the Joint Regulatory Oversight Committee set out an ambitious programme of work to take forward recommendations for the next phase of open banking in the UK. This includes the creation of two regulator-led working groups. The groups

  8. Apply to approve an individual or firm

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Find out what you need to know before submitting your application.

  9. Statement on funeral plan provider applications

    Statements Published: 15/02/2022 Last modified: 15/02/2022
    From 29 July 2022, the Financial Conduct Authority (FCA) will regulate funeral plan providers, following a change in the law.

  10. Apply to become a consumer credit lender or hirer

    Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
    Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.
Related topics