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Showing 41 to 50 of 117 search results for risk identification and verification.

41. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

42. Multi-factor authentication for FCA systems

    Firms Published: 15/12/2022 Last modified: 14/06/2024
    We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data.

43. FCA response to the Davis Review

    Statements Published: 10/12/2014 Last modified: 10/12/2014
    The strategy and the manner in which it was pursued was, however, high risk, poorly supervised and inadequately controlled. ... We have introduced substantial improvement in the procedures relating to the identification, control and release of price

44. AI: Flipping the coin in financial services

    Speeches Published: 05/10/2023 Last modified: 05/10/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

45. Scheme documents

    Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
    You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

46. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

47. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26

48. FCA publishes thematic review into dark pools

    Press Releases Published: 21/07/2016 Last modified: 21/07/2016
    The FCA considered the promotion undertaken by dark pool operators, the quality of the identification, management and disclosure of conflicts of interest and also reviewed relevant governance, oversight and controls. ... Advances in technology have had a

49. Innovation - impact of technology in managing FC/AML risk

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Nausicaa Delfas, Director of Specialist Supervision at the FCA, for a panel discussion at our Financial Crime Conference.

50. UK EMIR news

    Markets policy Published: 22/05/2016 Last modified: 19/06/2024
    Read our archive of news relating to EMIR dating back to August 2013.