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Showing 72 to 81 of 182 search results for role in preparing for Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

  3. Submit a change in control notification

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Find out how to prepare your notification and understand what happens after you submit it.

  4. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

  5. Our Business Plan 2018/19

    Corporate documents Published: 09/04/2018 Last modified: 19/07/2018
    The annual Business Plan gives details of the specific areas of work the FCA is prioritising for the next year.

  6. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    Tracey McDermott, acting FCA chief executive, commented:. "Whistleblowers play an important role in exposing poor practice in firms and they have in the past few years contributed intelligence crucial to action ... The Accountability Regime in relevant

  7. 1 month to go: FCA reminds firms to be ready for end of transition period

    Press Releases Published: 01/12/2020 Last modified: 01/12/2020
    The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time.

  8. FCA makes key sustainability and technology hires

    Press Releases Published: 19/04/2021 Last modified: 19/04/2021
    We have appointed Sacha Sadan as Director of Environment Social and Governance.

  9. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    Remuneration schemes play an important role in setting the sales culture of a firm, influencing how and what staff sell to customers. ... Compliance plays a key role but as a facilitator and a guide – not as the answer.

  10. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  11. The role of investment managers in the post Covid-19 recovery

    Speeches Published: 08/07/2020 Last modified: 08/07/2020
    Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..
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