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Showing 1022 to 1031 of 1406 search results for section of the Financial lives.

  1. Financial promotions quarterly data 2022 Q4

    Data Published: 03/02/2023 Last modified: 05/05/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.
  2. Speech: The economic challenge of regulating the mortgage market

    Insight Published: 04/11/2016 Last modified: 17/02/2017
    At the same time, mortgages are the biggest financial transaction that many consumers make. ... Perhaps public policy makers should develop their own websites for live experiments too.
  3. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London
  4. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.
  5. Consumer Investments data review April 2022 – March 2023

    Data Published: 08/12/2023 Last modified: 08/12/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.
  6. Retail Mediation Activity data items: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: help text.
  7. The Financial Conduct Authority’s response to the Complaints Commissioner’s Annual Report 2020/21 [pdf]

    Corporate documents Published: 15/07/2021
    For the year ended 31 March 2021. Presented to Parliament pursuant to section 87 of the Financial Services Act 2012 (as amended by the Small Business, Enterprise and Employment Act 2015).
  8. Mortgages and coronavirus - enabling positive consumer outcomes

    Speeches Published: 08/10/2020 Last modified: 08/10/2020
    Jonathan Davidson, Executive Director of Supervision Retail and Authorisations, speech delivered online as introduction to Mortgage Forbearance Webinars, 30 September 2020.
  9. PS16/6: Consequential Changes to the Senior Managers Regime

    Policy statements Published: 02/03/2016 Last modified: 26/05/2016
    In January 2016 the Financial Conduct Authority (FCA) consulted on proposed consequential amendments to the Senior Managers and Certification Regime (SM&CR). ... These changes reflect HM Treasury’s removal of the requirement for firms to report known
  10. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.