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Showing 1152 to 1161 of 1406 search results for section of the Financial lives.
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Financial Lives survey
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services. -
Required permissions for asset management firms
If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for. -
Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud
of the Financial Services and Markets Act (FSMA) 2000), Count 2 (financial promotion, contrary to section 21(1) and 25(1) of FSMA) [not guilty plea entered], Count 3 (creating a ... false or misleading impression, contrary to section 90 (1) & (2) of -
FCA extends the Senior Managers and Certification Regime to 47,000 firms
FCA extends the Senior Managers and Certification Regime to 47,000 firms -
Konstantin Vishnyak appears at court for destruction of documents offence
In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation. -
www.compare-best-bonds-uk.com (clone of FCA Authorised firm)
www.compare-best-bonds-uk.com (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised -
FSA - DP13/1 How the FCA could be more transparent
We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion. -
Blockchain: considering the risks to consumers and competition
Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands. -
Financial advice firms and Asset Retention Requirements information - October 2020
FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
Reports about sexual and non-financial misconduct made to the FCA
The FCA responds on the numbers of reports about sexual and non-financial misconduct made to the FCA