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Showing 1232 to 1241 of 1406 search results for section of the Financial lives.

  1. Benchmarks Regulation: our powers, policy and decision-making

    Markets Published: 18/11/2020 Last modified: 02/04/2024
    Our policy approach to exercising our powers over critical benchmarks, and our decisions to use these powers to help manage an orderly wind-down of LIBOR.
  2. Santander UK fined £12.4m for widespread investment advice failings

    Press Releases Published: 26/03/2014 Last modified: 25/11/2021
    Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.
  3. Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms

    Policy and guidance Finalised guidance Published: 25/03/2021 Last modified: 25/03/2021
    This guidance is designed to enable firms to continue to deliver support to customers affected by the coronavirus pandemic.
  4. RMA-E: Professional Indemnity Insurance

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-E: Professional Indemnity Insurance
  5. FCA overhauls listing rules to boost growth and innovation on UK stock markets

    Press Releases Published: 11/07/2024 Last modified: 11/07/2024
    The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors.
  6. Review of TCFD-aligned disclosures by premium listed commercial companies

    Multi-firm reviews Published: 29/07/2022 Last modified: 05/08/2022
    Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations.
  7. FCA confirms final rules on improving the quality of pension transfer advice

    Press Releases Published: 04/10/2018 Last modified: 11/04/2024
    The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.
  8. Cryptoasset registration: information for applicants

    Published: 26/10/2023 Last modified: 07/02/2024
    The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.
  9. Why free trade and open markets in financial services matter

    Speeches Published: 06/07/2017 Last modified: 06/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event.
  10. TR14/11 - Price comparison websites in the general insurance sector

    Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
    applicable. The findings may also be relevant for PCWs operating in other financial sectors. ... We have set out our expectations and the actions for firms in section 4 of the report.