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Showing 1252 to 1261 of 1406 search results for section of the Financial lives.

  1. How can we ensure that Big Data does not make us prisoners of technology?

    Speeches Published: 11/07/2018 Last modified: 11/07/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.
  2. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.
  3. Information on enforcement investigations and authorisations applications concerning Crypto- December 2022

    FOI Release Date of Release: 01/12/2022
    FCA provides information enforcement investigations.
  4. Balancing regulatory objectives in the dynamic consumer credit market

    Speeches Published: 27/09/2016 Last modified: 27/09/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.
  5. Information in relation to FCA exercise of competition enforcement powers - November 2021

    FOI Release Date of Release: 05/11/2021
    The FCA provides information regarding what actions it took in relation to competition enforcement powers.
  6. FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’)

    Guidance consultations Published: 19/03/2013 Last modified: 31/10/2014
    As a result of the financial crisis, we recognised the need to engage more effectively with auditors. ... This Code has been updated to reflect the changes in the statutory objectives of the FCA under the Financial Services Act 2012.
  7. Information related to Covid-specific whistleblower allegations - November 2021

    FOI Release Date of Release: 09/11/2021
    The FCA responds to multiple questions regarding Covid-specific whistleblower allegations.
  8. FCA reveals next round of successful firms in its regulatory sandbox

    Press Releases Published: 05/12/2017 Last modified: 06/12/2017
    The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.
  9. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    The Financial Conduct Authority (FCA) has found significant shortcomings in the control and oversight of appointed representatives by their principal firms in the general insurance sector in a thematic review published ... This includes:. the
  10. Wealth Managers and Financial Advisers and change of control requests 2017-2021 - March 2022

    FOI Release Date of Release: 08/03/2022
    The FCA provides data on Wealth Managers and Financial Advisers.