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Showing 1312 to 1321 of 1406 search results for section of the Financial lives.
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Financial Lives survey
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services. -
FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)
Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings. -
FCA fines Barclays £72 million for poor handling of financial crime risks
fine that has been imposed by the FCA and its predecessor the FSA for financial crime failings. ... failed to monitor sufficiently on an ongoing basis the financial crime risks associated with the Business Relationship. -
Retail and Wholesale Banking: review of firms’ whistleblowing arrangements
We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements. -
CPP redress scheme opens - customers have until end of August 2014 to claim
Customers should complete all sections of the original claim form, sign and date it and return it in the envelope provided by CPP. ... The FCA has used its powers to bind the Financial Ombudsman Service (FOS) to the Scheme. -
Financial watchdog puts banks on alert in fight against money laundering via the Post Office
A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. -
Derivation and changes tables
This page contains an interactive version of the tables derivation and changes tables produced by the FCA in policy statements dealing with the repeal and replacement of retained EU law. -
FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures
The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA. -
The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry
Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity. -
FCA commences criminal prosecution against Mark Starling in relation to an unauthorised investment scheme
The FCA has commenced a criminal prosecution against Mark Barry Starling for three offences relating to unauthorised investment schemes alleged to have been operated between 1 August 2008 and 25 April 2017. -
Update on the FCA’s review of RBS’s treatment of SME customers referred to its Global Restructuring Group
The Financial Conduct Authority (FCA) today publishes an interim summary of the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).