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Showing 1332 to 1341 of 1406 search results for section of the Financial lives.
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Financial Lives survey
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services. -
Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations
This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent -
Financial Conduct Authority outlines lessons learned in year one of its Regulatory Sandbox
The Financial Conduct Authority (FCA) has today published a report outlining how the regulatory sandbox (sandbox) has met its objectives over the first year of operation. -
Exploring Synthetic Data Validation – privacy, utility and fidelity
This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute. -
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
under section 2(2) of the European Communities Act 1972. ... This Consultation Paper will be of interest to, among others, any firm or individual who directly or indirectly deals in, or any firm who issues, any financial instruments (FIs):. -
Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit
Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, after the UK’s withdrawal from the EU, following this joint statement by the Bank of England including the Prudential -
Aggregate complaints data: 2018 H2
This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group. -
Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing
As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA) provides that it is market abuse for an insider to disclose inside information to another -
PS20/14: Delay to the implementation of the European Single Electronic Format (ESEF)
Policy Statement following consultation on proposals to delay the implementation of the European Single Electronic Format.