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Showing 1342 to 1351 of 1406 search results for section of the Financial lives.

  1. FCA publishes Decision Notices for Banque Havilland SA and three of its former employees

    Press Releases Published: 05/05/2023 Last modified: 11/05/2023
    The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200.
  2. TR18/5: Management of long-term mortgage arrears and forbearance

    Thematic reviews Published: 06/12/2018 Last modified: 29/11/2021
    FCA findings on how mortgage lenders manage customers with long-term mortgage arrears and provide forbearance to affected customers.
  3. A regulatory perspective: the drivers of culture and the role of purpose and governance

    Speeches Published: 18/09/2020 Last modified: 25/09/2020
    Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance.
  4. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.
  5. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.
  6. Payday lender Dollar to provide £15.4 million redress to over 147,000 customers

    Press Releases Published: 26/10/2015 Last modified: 26/10/2015
    Dollar Financial UK has agreed an approach with the FCA to provide redress to those customers who were affected. ... Customers who think they may have been affected can find more information in our news section.
  7. PS18/23: Claims management: how we will regulate claims management companies

    Policy statements Published: 05/06/2018 Last modified: 11/09/2023
    Our Policy Statement sets out the conduct, rules and fees we’ll apply to claims management companies (CMCs) from April 2019.
  8. FSA/FCA Interest Rate Hedging Products Lessons Learned Review deadline extended until early 2021

    News stories Published: 20/03/2020 Last modified: 20/03/2020
    John Swift QC, the Independent Reviewer examining the Financial Services Authority (FSA) and Financial Conduct Authority (FCA)'s supervisory intervention in relation to Interest Rate Hedging Products (IRHPs), has informed the FCA that the deadline
  9. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.
  10. Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate

    Press Releases Published: 07/11/2016 Last modified: 07/11/2016
    The Financial Conduct Authority (FCA) today marks the second anniversary of Project Innovate by announcing the firms that were successful in their applications to begin testing in the first cohort of the regulatory sandbox.