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Showing 1352 to 1361 of 1406 search results for section of the Financial lives.

1352. Financial Lives survey

      Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

1353. Amendments to the IFPR Instrument 2021 since publishing the near-final version

      Firms Focus areas Published: 12/11/2021 Last modified: 13/02/2023
      We set out amendments to the original text of the near-final Investment Firms Prudential Regime (IFPR) Instrument, which was originally published in PS21/9.

1354. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

      Statements Published: 06/02/2023 Last modified: 06/02/2023
      All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

1355. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

      Press Releases Published: 31/03/2017 Last modified: 31/03/2017
      The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

1356. Free trade in financial services and global regulatory standards: friends not rivals

      Speeches Published: 26/01/2017 Last modified: 02/02/2017
      Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

1357. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

      Press Releases Published: 06/03/2015 Last modified: 06/03/2015
      Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse. ... Section 133 of the Financial Services and Markets Act 2000 which relates to proceedings before the Tribunal

1358. Four former directors of online consumer credit broker banned for misleading customers

      Press Releases Published: 25/07/2018 Last modified: 25/07/2018
      The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My Money Limited (now dissolved).

1359. FCA challenges industry to improve access to insurance for people with pre-existing medical conditions

      Press Releases Published: 25/06/2018 Last modified: 25/06/2018
      The Financial Conduct Authority (FCA) has today published feedback on its Call for Input (CfI) on Access to Insurance.

1360. FCA warns public of investment scams as over £197 million reported losses in 2018

      Press Releases Published: 06/02/2019 Last modified: 11/04/2024
      The FCA warns investors to be vigilant to the threat posed by investment scammers, as data from Action Fraud reveals over £197 million reported losses in 2018.

1361. FCA begins High Court Proceedings against Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited

      Statements Published: 12/02/2019 Last modified: 12/02/2019
      On 4 February 2019 the FCA commenced proceedings in the High Court against Samuel Golding, Shantelle Golding and two of their companies, Digital Wealth Limited and Outsourcing Express Limited (the Defendants).

1362. Position limits for commodity derivative contracts

      Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
      We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.