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Showing 1362 to 1371 of 1406 search results for section of the Financial lives.

  1. FCA writes joint letter on Brexit with the Bank to CEOs of insurance firms and updates its website for all firms

    Statements Published: 21/10/2020 Last modified: 21/10/2020
    Our joint letter with the Bank of England to CEOs of insurance firms on the importance of being prepared for the end of the transition period.
  2. FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

    Press Releases Published: 24/06/2024 Last modified: 24/06/2024
    Bonds into which they were invested by SVS have since defaulted, with customers unlikely to receive more than a fraction of their investment back.
  3. Further guidance on enhancing resilience in Liability Driven Investment

    Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
    The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.
  4. FCA and FRC joint statement reminding companies that extended financial information timelines continue to apply

    Statements Published: 27/01/2021 Last modified: 27/01/2021
    In a joint statement, the FCA and the Financial Reporting Council (FRC) have asked firms to stay aware of the current measures in place, considering the situation created by coronavirus (Covid-19).
  5. Rent-to-own provider Buy as You View to pay £939,000 to around 59,000 customers

    Press Releases Published: 22/03/2016 Last modified: 24/03/2016
    Dunraven Finance Ltd, trading under the name Buy as You View (BAYV), has entered into an agreement with the Financial Conduct Authority (FCA) to redress £939,000 to more than ... A Skilled Person review is one of the regulatory tools the FCA can use
  6. HSBC agrees to extend redress scheme for customers impacted by historical debt collection practices

    Press Releases Published: 11/07/2019 Last modified: 11/07/2019
    HSBC has voluntarily agreed to extend its redress scheme for customers who may have lost out by paying an unreasonable debt collection charge imposed by HFC Bank Ltd (HFC) and John Lewis Financial Services Limited (JLFS), the Financial Conduct
  7. Review of terminal illness benefits within life insurance protection products

    Multi-firm reviews Published: 02/10/2023 Last modified: 02/10/2023
    FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement.
  8. Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules

    Press Releases Published: 17/06/2015 Last modified: 17/06/2015
    ARM was admitted to the premium section of the Official List on 28 June 2011. ... Were it not for this discount the FCA would have imposed a financial penalty of £6,644,641.
  9. Coronavirus and customers in temporary financial difficulty: draft updated guidance for insurance and premium finance firms

    Policy and guidance Guidance consultations Published: 24/07/2020 Last modified: 24/07/2020
    We propose to extend the guidance for insurance and premium finance firms for a further three months, until 31 October 2020
  10. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

    Multi-firm reviews Published: 07/11/2023 Last modified: 23/04/2024
    This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.