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Showing 152 to 161 of 1404 search results for section of the Financial lives.

  1. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.
  3. Research Note: Cryptoasset consumer research 2021

    Data and research Research notes Published: 17/06/2021 Last modified: 17/06/2021
    Our fourth consumer research publication on cryptoassets ownership looks at benefits, harms, attitudes and usage.
  4. Guy Flintham sentenced to 6 years for fraud over unauthorised investment scheme

    Press Releases Published: 17/05/2024 Last modified: 17/05/2024
    Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud.
  5. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products
  6. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any
  7. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.
  9. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.
  10. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 12/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.