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Showing 332 to 341 of 1404 search results for section of the Financial lives.

  1. Form 283A [doc]

    Forms Published: 08/11/2013 Last modified: 14/04/2016
    Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets Act 2000.
  2. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.
  3. Information on enforcement investigations MLR 2007, MLR 2017, POCA 2002 - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions regarding investigations into breaches of the Money Laundering Regulations 2007 (MLR 2007) and Money Laundering Regulations 2017 (MLR 2017).
  4. Financial Lives 2022 survey: General insurance and protection [pdf]

    Financial Lives Published: 26/07/2023
    These slides provide selected findings on general insurance and protection as part of the Financial LIves 2022 survey.
  5. TRENDLINEBULLISH

    Warnings Published: 22/09/2023 Last modified: 22/09/2023
    TRENDLINEBULLISH is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. Form 283A [doc]

    Forms Published: 22/06/2018
    Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets
  7. Guidance for firms

    Tasks for regulated firms Published: 13/05/2015 Last modified: 08/02/2023
    Regulated firms must follow our rules. Find out how guidance can help them do that.
  8. Trust Chain Asset / tchain-asst.live

    Warnings Published: 25/10/2023 Last modified: 25/10/2023
    Trust Chain Asset / tchain-asst.live is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

    Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
    Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.
  10. Changes to credit union legislation in Great Britain

    Published: 31/05/2023 Last modified: 03/11/2023
    Find out about proposed changes for credit unions in Great Britain and what to do if you want to take advantage of the proposed new powers.