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Showing 342 to 351 of 1404 search results for section of the Financial lives.

  1. Olympicplatforms247

    Warnings Published: 29/09/2023 Last modified: 29/09/2023
    Olympicplatforms247 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Client assets: RMAR

    Tasks for regulated firms Published: 12/05/2016 Last modified: 13/05/2021
    Read more about completing returns in Gabriel for client assets: RMAR
  3. Form 261Q: Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000 [doc]

    Forms Published: 22/06/2018
    Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000.
  4. DynamicFx Trade

    Warnings Published: 29/09/2022 Last modified: 28/11/2022
    DynamicFx Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. FX MONSTERS

    Warnings Published: 31/08/2023 Last modified: 31/08/2023
    FX MONSTERS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmarks are used in a wide range of markets including helping to set prices and measure performance. Find out more about Benchmarks and our work in this area.
  7. ACENT SIGNAL

    Warnings Published: 14/04/2023 Last modified: 14/04/2023
    ACENT SIGNAL is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Guidance for auditors

    Last modified: 11/06/2016
    The auditor of a financial institution that is subject to statutory regulation has a 'duty to report' certain information to the regulator, relevant to the regulator's functions, which comes to ... For more information on an auditor’s duty to report,
  9. Global Capital

    Warnings Published: 08/03/2022 Last modified: 11/08/2022
    Global Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Approved Persons help text: Connect

    Published: 12/05/2016 Last modified: 04/10/2023
    Read the FCA Connect help text for Approved Persons.