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Showing 352 to 361 of 1404 search results for section of the Financial lives.

  1. THE-EXFX PLATFORM

    Warnings Published: 29/11/2023 Last modified: 29/11/2023
    THE-EXFX PLATFORM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Application for ROIE status [pdf]

    Handbook Published: 14/09/2018
    Direction under section 287(2) of the Financial Services and Markets Act 2000
  3. Lloyds Guarantee Section Bank

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Lloyds Guarantee Section Bank is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 
  5. Gallant Access

    Warnings Published: 20/07/2023 Last modified: 20/07/2023
    Gallant Access is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. How to complain

    Consumers Complaints Published: 17/04/2016 Last modified: 20/03/2024
    If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service.
  7. Market Watch 76

    Newsletters Published: 30/01/2024 Last modified: 31/01/2024
    Newsletter on market conduct and transaction reporting issues, October 2023.
  8. Listing and sponsor fees

    Markets Published: 03/05/2016 Last modified: 11/01/2023
    Information on fees payable by issuers and sponsors.
  9. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.
  10. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.