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Showing 392 to 401 of 1404 search results for section of the Financial lives.

  1. Live Finance (Clone of FCA authorised firm)

    Warnings Published: 23/03/2020 Last modified: 10/05/2021
    Live Finance (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  2. Guidance for firms on the fair treatment of vulnerable customers: Feedback on GC20/3 [pdf]

    Finalised guidance Published: 23/02/2021
    This Guidance is issued under section 139A of the Financial Services and Markets Act 2000 as guidance on our Principles for Businesses (the Principles). It sets out our view of what firms should do to comply with their obligations under the
  3. Getting to the gamers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA InvestSmart campaign uses specific techniques to alert different groups of people to risks from investment offers.
  4. ExpressLive Fx All

    Warnings Published: 22/09/2023 Last modified: 22/09/2023
    ExpressLive Fx All is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. Financial information on guarantors in debt prospectuses and requests for omission – Primary Market/TN/634.2 [pdf]

    Primary market Published: 17/12/2019
    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.
  6. FSA - GC11/5 [pdf]

    Guidance consultations Published: 10/02/2011 Last modified: 11/07/2016
    This Code of Practice (the Code) comprises of general guidance made under section 158(1) of the Financial Services and Markets Act 2000
  7. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 03/05/2024
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.
  8. Translated pages

    Last modified: 22/01/2020
    List of some of our most popular pages in our most regularly requested languages.
  9. Form 252a [doc]

    Forms Published: 22/06/2018
    Notification of proposed changes for an Authorised Unit Trust under section 252A of the Financial Services and Markets Act 2000.
  10. Form 261S [doc]

    Forms Published: 22/06/2018
    Notification of proposed changes for an Authorised Contractual Scheme under section 261S of the Financial Services and Markets Act 2000.