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Showing 422 to 431 of 1404 search results for section of the Financial lives.

  1. Freedom of Information

    Last modified: 22/11/2022
    Find out how to make a Freedom of Information Act (FOIA) request and view information the FCA has already released under FOIA and think is of public interest.
  2. Innovation Hub: Market insights

    Data Published: 10/01/2023 Last modified: 10/01/2023
    The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service.
  3. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.
  4. Land banking investment scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how land banking investments work, how to avoid scams and what to do if you’re scammed.
  5. Authorised and recognised funds

    Tasks for firms Published: 09/05/2015 Last modified: 17/07/2024
    Investment funds that are structured as collective investment schemes (CIS) must be authorised or recognised by us to be promoted to retail investors in the UK.
  6. About LIBOR transition

    Markets Markets policy Published: 02/09/2019 Last modified: 02/04/2024
    The interest rate benchmark LIBOR is being wound down. Firms must take appropriate action to transition to alternative rates
  7. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.
  8. BRAIN STONE FX LTD

    Warnings Published: 11/09/2023 Last modified: 11/09/2023
    BRAIN STONE FX LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).
  10. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.