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Showing 442 to 451 of 1404 search results for section of the Financial lives.

442. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

443. Approved Persons Regime

     Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
     Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

444. BGDM FOREX

     Warnings Published: 23/08/2023 Last modified: 23/08/2023
     BGDM FOREX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

445. Final notice 2017: Paul Axel Walter [pdf]

     Final notices Published: 22/11/2017
     This final notice refers to breaches of section 118 FSMA related to market abuse in the trading firm sector. We imposed a financial penalty.

446. LANDMARK SUPREME INVESTMENTS

     Warnings Published: 13/03/2024 Last modified: 13/03/2024
     LANDMARK SUPREME INVESTMENTS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

447. 2022 fines

     News stories Published: 28/02/2022 Last modified: 04/01/2023
     Enforcement fines published in 2022.

448. Transparency

     How we operate Published: 06/04/2016 Last modified: 20/12/2021
     The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.

449. SF Trading

     Warnings Published: 23/03/2023 Last modified: 23/03/2023
     SF Trading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

450. MLA A1 and A2: balance sheet FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA A1 and A2: balance sheet FAQs

451. QUANTFUND MARKET

     Warnings Published: 11/06/2024 Last modified: 11/06/2024
     QUANTFUND MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

452. Live Forex Times (Clone of FCA authorised firm)

     Warnings Published: 03/11/2020 Last modified: 03/11/2020
     Live Forex Times (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to