Search results

Showing 462 to 471 of 1404 search results for section of the Financial lives.

462. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

463. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

464. Identifying controllers

     Tasks for firms Published: 20/07/2017 Last modified: 13/12/2023
     Find out how to identify the controllers of an FCA-authorised firm that's subject to a change in control.

465. Regulated covered bonds

     Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
     Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

466. FCA Technical Note: Additional powers to supervise and discipline sponsors – FCA TN 712.2 (Amendment) [pdf]

     Primary market Published: 26/04/2024
     Additional rules affecting sponsors under section 88 of the Financial Services and Markets Act.

467. Decision Notice: Financial Page Ltd (in liquidation) [pdf]

     Decision notices Published: 09/05/2019
     This decision notice (Financial Page Ltd (in liquidation)) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a public

468. Consumer Duty – information for firms

     Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

469. Credit unions

     Tasks for firms Published: 11/05/2015 Last modified: 03/05/2024
     Find out how to get authorised and about other requirements for credit unions.

470. FCA Data Bulletin: Issue 12 - March 2018 [pdf]

     Data Published: 20/03/2018
     In this issue of the Data Bulletin we focus on how the pensions and retirement income market is evolving and findings from the FCA's Financial Lives Survey 2017.

471. Financial Services Register

     Firms Published: 27/04/2016 Last modified: 31/05/2024
     The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

472. 2017 fines

     News stories Published: 31/01/2017 Last modified: 07/03/2019
     This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303.