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Showing 492 to 501 of 1404 search results for section of the Financial lives.

  1. Annual accounts and reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about sending annual accounts and reports, including where to find and submit your form online.
  2. Waivers and modifications

    Tasks for regulated firms Published: 07/05/2015 Last modified: 08/12/2022
    Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.
  3. Transforming how we support consumers online

    Blogs Published: 22/03/2023 Last modified: 22/03/2023
    Not everyone wants to engage with a regulator, but we hope our new consumer section will help people feel comfortable and confident coming to us.
  4. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.
  5. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 
  6. MLA C: capital adequacy FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA C: capital adequacy FAQs
  7. Transparency

    About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
    The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.
  8. UK recovery and resolution

    Firms Published: 24/05/2016 Last modified: 10/02/2023
    Read about the recovery and resolution regime for certain firms that we prudentially regulate, including which firms are affected and what you need to do.
  9. Final Notice 2020: Redcentric PLC [pdf]

    Final notices Published: 26/06/2020
    This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure
  10. Lotus Wealth Trade

    Warnings Published: 11/06/2024 Last modified: 11/06/2024
    Lotus Wealth Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.