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Showing 522 to 531 of 1404 search results for section of the Financial lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Wider Implications Framework

    About us Published: 29/08/2023 Last modified: 10/06/2024
    Find out more about the Wider Implications Framework's role guiding cooperation between members of the regulatory family.

  3. FSA Annual Report 2012/13 - Section 8 - Financial Review [pdf]

    Annual reports Published: 10/07/2013 Last modified: 12/09/2014

  4. First Supervisory Notice 2022: Samweb (UK) Ltd [pdf]

    Supervisory notices Published: 21/10/2022
    For the reasons given in this First Supervisory Notice, and pursuant to section 137S, of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to give the following directions ('the Directions”) and, pursuant to

  5. Resources for your society

    Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
    Forms and useful information for those managing a mutual society.

  6. FSA Annual Report 2012/13 - Section 2 - Delivering financial stability [pdf]

    Annual reports Published: 10/07/2013 Last modified: 12/09/2014

  7. Client Money and Assets

    Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
    CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

  8. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  9. FSA Annual Report 2012/13 - Section 5 - Delivering a reduction of financial crime [pdf]

    Annual reports Published: 10/07/2013 Last modified: 12/09/2014

  10. Immigration Act 2014

    Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
    The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

  11. Final Notice 2022: Thomas Henry Ward [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Thomas Henry Ward) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.
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